Certified U.S. Export Compliance Officer (CUSECO) Document Practice Exam

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• In some cases, what can be used in place of a Schedule B number?
• Records required by the EAR must be retained for five years from the latest which events?
• What does an SCL authorize?
• Form for unclassified permanent exports?
• Which of the following is a valid substitution for Schedule B in some cases?
• In final export compliance, which party typically acts on behalf of the exporter to file AES declarations and report licensed shipments?
• A BIS license application for national security items to Indonesia will generally require:
• Defense articles (22 CFR 120.6) are defined as an item or 'technical data' listed on which document?
• Recordkeeping systems must be capable of what key feature?
• In final export compliance, which party is primarily responsible for licensing status reporting?
• If a red flag applies to a transaction and the circumstances cannot be explained or justified, what should the exporter do?
• EMS stands for?
• Which form is used for temporary imports in electronic format?
• The Destination Control Statement (DCS) in the EAR and the ITAR are:
• What forms are used for SCL application by license holder?
• The multilateral control regime for dual-use items is:
• Which statement best describes transaction-based screening?
• Which form is used for non-transfer and use assurances?
• Significant Military Equipment (SME) in ITAR includes items shown as 'classified' and goods on which part of the USML?
• Which screening lists are owned by DDTC?
• What does a ITAR distribution agreement do?
• When required under the ITAR and the EAR, the Destination Control Statement must be on:
• To which agency is a Classification Request submitted?
• Who is the party most responsible for proper ACE filing?
• Which of the following is a true statement about the alphanumeric export control symbols used in the material?
• Who must be preapproved for SCL?
• Which form number fits both temporary imports and unclassified temporary import licenses?
• SNAP is the electronic submittal tool for
• CIV stands for which phrase in BIS export controls?
• Which action is a core part of final export compliance filings?
• Which statement best describes individual type licenses?
• What portal is used for submitting BIS license applications?
• The practice of not seeing potential red flags because of a desire to avoid trouble is called?
• Which form is used for non-transfer and use assurances?
• A delay in responding to a formal CBP request for shipment paperwork
• An empowered official must be:
• The USML is located in the ITAR, not in the EAR.
• Technical data (22 CFR 120.10) defines data ITAR may cover and includes examples such as which?
• A routed transaction, under the EAR, is defined as:
• Major Defense Equipment can include which of the following?
• To determine which forms must be submitted with a BIS license application, which block on the form should you check?
• The Encryption License Application (ELA) is:
• The bulk license that authorizes multiple items to a country for specific projects funded by USG, UN, and World Bank is:
• Which screening lists are owned by OFAC?
• What does KMI stand for?
• Which statement about SCL authorization is true?
• If a classification request is made, which agency is specifically associated with determining the classification?
• Significant military equipment (SME) (22 CFR 120.7) includes articles with what characteristics?
• Which statement about the responsible party in final export compliance is accurate?
• SME articles have capacity for what characteristic?
• The USML is in the:
• Which organization provides the pre-application consultations, consignee reliability, and periodic system reviews for SCL license applications?
• Unclassified means:
• Which block on the BIS license application indicates verification that the applicant has the required documents on hand?
• What marking on shipping containers should be avoided?
• The Federal Register is the most authoritative resource to track regulatory changes relating to US trade controls.
• What is the correct spelling of the multilateral control regime mentioned for dual-use items?
• Category 0 example items include
• Items found on both ITAR and the CCL are:
• A key to export compliance and documentation is
• Which statement correctly describes a digital image recordkeeping retrieval criterion?
• Which statement correctly defines Major Defense Equipment (MDE) under 22 CFR 120.8?
• Special Iraq Reconstruction License (SIRL) is best described as:
• The classification request process results in which classification?
• Which form is described as the multipurpose license application form?
• Group B shipments (GBS) are shipments to group B countries without a limited value provision. Which option best matches this description?
• The following US origin item is not subject to the EAR
• Which practice is recommended regarding screening lists?
• An ITAR license application for a permanent export requires which of the following information?
• Statistical export regulations are mainly contained in
• Which item is commonly used to classify items for export controls when a Schedule B number is not used?
• SNAP is the electronic submittal tool for BIS export and reexport applications, and commodity classifications. Which agency administers SNAP filings?
• When an exemption is claimed for the export of unclassified technical data under ITAR, the exporter must do what?
• Declassified means:
• SNAP-R can be used for which purpose?
• Defense articles are identified on which list under ITAR?
• Which form is used for a permanent export of unclassified defense articles under ITAR?
• Which regulatory framework contains the United States Munitions List (USML)?
• What does SNAP-R stand for?
• Which OFAC designation refers to individuals and entities blocked under sanctions?
• Under ITAR, which form is used for a license application for a permanent export of unclassified defense articles?
• Limited Value Shipment (LVS) applies to:
• Which form is used for applications for temporary export of classified articles?
• Under the EAR, which type of records must be retained?
• Which agency handles Encryption License Applications (ELA)?
• What is the first step of export?
• Which regulation defines technical data in ITAR?
• Under Ex Works, which party's liability for export compliance remains?
• Major Defense Equipment is defined under which regulation citation?
• Which form is used for TEMPORARY import license (unclassified)?
• Which statement best describes Major Defense Equipment cost thresholds?
• Which set of forms covers SCL applications by license holders and consignees?
• Which statement correctly describes the BIS-748P in relation to license applications and ELA?
• The transfer of encryption jurisdiction from DDTC to BIS occurred in:
• Which screening list is a DDTC list?
• Category 0 items, as illustrated by the text, include which of the following?
• DDTC licenses expire when which condition is met?
• Which screening lists are owned by BIS?
• Recordkeeping systems based on the storage of digital images must be retrievable by which criteria?
• Which regulation generally has jurisdiction over munitions regulations?
• Who is responsible for hiring the freight forwarder?
• Can individual type licenses cover temporary exports?
• Under ITAR, which of the following best describes the USML?
• Which information is required on DDTC license applications that BIS license applications do not require?
• What are the requirements for the license holder and consignees for SCL license applications?
• Under ITAR, retransfer means
• A reason for being able to lawfully export some goods subject to the EAR could be due to:
• Which incoterm can be problematic for USPPI because it authorizes someone else to have control over the export, even though the USPPI is still liable according to the USG?
• Which of the following is an OFAC screening list?
• For an application for an individual type license, what is required?
• Restricted parties screening should include which of the following groups?
• Form for unclassified temporary exports?
• In an ITAR license application for a permanent export, which details must be named for foreign parties?
• What forms are used for SCL application by consignees?
• Form DSP-83 is required with license applications for exports of:
• Which list’s articles require registration when exporting?
• An ELA requires which of the following?
• The EAR and FTSR have a different definition of exporter under what condition?
• A BIS license application for National Security Items to Slovakia will generally require
• Which document is used for the temporary export of classified articles?
• The Debarred List is owned by which agency?
• Which statement is true about electronic filing forms for unclassified exports?
• What does USG stand for in the context of export compliance?
• The recordkeeping that is recommended but not required by the regulations includes which item?
• Under Ex Works terms, who remains liable for export compliance?
• Under the ITAR, a DSP-83 is:
• Which scenario best illustrates self-blinding in export compliance?
• A routed EAR transaction is described as which of the following?
• Which screening list is used when an OFAC list is encountered?
• Which US government agencies do have a list of persons to check before exporting?
• The personnel who can manage access to the D-Tarde portal are employees at:
• ENC stands for?
• Which statement correctly describes the purpose of EAR license exceptions?
• Under the EAR, records to be retained include
• An ITAR DA (distribution agreement) is defined as what?
• Some software is included in the ITAR definition of technical data. Which regulation defines this?
• The Unverified List is owned by which agency?
• Self-blinding is best described as?
• If someone practices self-blinding, which risk is most likely?
• If an enforcement agency calls or inquires, exporters should be able to:
• The civilian end use (CIV) designation applies to group D:1 countries excluding which country?
• Under the ITAR, records must be maintained for at least how long?
• Which activities require registration with DDTC before submitting a license application?
• Defense service (22 CFR 120.9) covers which of the following?
• Which regulation defines a Defense Service?
• What types of licenses does the Nuclear Regulatory Commission issue?
• Commodity jurisdiction requests can be reviewed by which entities?
• A Schedule B number is entered on which filing?
• Which of the following are examples of alphanumeric symbols used for export control purposes?
• Where can you find the scope of the ELA?
• Which document is typically associated with license applications for exports of classified data, defense articles, and/or significant military equipment?
• An empowered official under 22 CFR 120.25 is:
• The party that typically handles AES declarations and licensing reporting in final export compliance is the?
• Registration is required for producing or exporting articles on which regulatory list?
• Category 0 if the CCL includes
• Who are the employees that can manage access to the D-Tarde portal, including adding and removing users and assigning user roles?
• If exporting under an exemption, we are working with which regime?
• Which item is explicitly included in the SCL license application requirements?
• Red Flag indicators may be synonymous with which type of indicators?
• As a best practice, how often should screening lists be checked?
• How long are DDTC licenses valid for?
• What is the best procedure to determine jurisdiction between DDTC and BIS?
• In an export transaction, which incoterm is specifically cited as problematic due to control being handed to another party?
• Where are the instructions to apply for ELA found?
• What is the name of the portal that DDTC uses to manage user access, referenced in the material?
• Which entity is not listed as a reviewer for commodity jurisdiction requests?
• Which statement correctly describes the liability under Ex Works terms?
• Documentation requirements on export shipments that are actually for import clearance at destination are typically met by which document?
• What is the DDTC electronic defense trade licensing system called?
• The description that matches "bulk license; used to export certain items for specific reasons or activities to pre-approved foreign consignees" is:
• Which documents are ordinarily provided to the seller in export transactions?
• For classified exports or temporary imports, which form is used?
• Under ITAR, which category can be included as technical data?
• The Encryption license is described as:
• If the red flag is explainable and justifiable, what should the exporter do?